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Why do we collect certain information?

Net Worth (excluding equity in primary residence)

The SEC requires that investors accessing certain investments meet either certain net worth or annual income requirements as set forth in SEC Rule 501 of Regulation D. We are required to request this information prior to allowing access to certain investments and investment recommendations.

Annual Income

The SEC requires that investors accessing certain investments meet either certain net worth or annual income requirements as set forth in SEC Rule 501 of Regulation D. We are required to request this information prior to allowing access to certain investments and investment recommendations.

Marital Status

The SEC requires that investors accessing certain investments meet either certain net worth or annual income requirements as set forth in SEC Rule 501 of Regulation D. We are required to request this information prior to allowing access to certain investments and investment recommendations. Income accreditation levels set by the SEC are based on marital status and thus affect what levels of access investors can have to certain investments if they do not already qualify under net worth requirements.

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What Our Clients Think of Us

For the past 30 years, as a small business owner, my husband and I were able to contribute considerably within our own retirement accounts. However, as busy workaholics, we had to be dependent on the advice given to us, by various "Financial Planners". After many disappointing factors, from money put into High Cost Limited Partnerships, Annuities, Mutual Funds, Stocks & Bonds we realized that we could not trust and solely rely upon the self-interested advice of others to manage and be responsible for OUR long-term best interests. The past three year relationship with the most trusted advisory firm that we have ever encountered has been absolutely amazing..." I would say that the primary reason for the developed trust in the JRW firm, is the honesty, integrity and knowledge on behalf of their entire research and development team, the principles involved, and the efficient staff. For the first time in our investment history, I feel like we are working with a team that truly cares about protection and growth of our assets, as well as our personal well-being. That is a huge factor!!!!

Jan & Sam Palermo Business Owners and Real Estate Investors Henderson, NV

Testimonials may not be representative of the experience of other customers and there is no guarantee of future performance or success.